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APPENDIX A.

CHILD WELFARE AGENCIES - PARTICIPANT COMMENTS/FREQUENCIES


1. How would you rate your agency's staff in terms of their understanding of ASFA requirements? We are particularly interested in the level of understanding of managers, supervisors and workers. Please rate their understanding on a scale from 1 to 5 with 1 being 'poor' and 5 being 'comprehensive'.

A. Managers:

POOR 1 2 3 4 5 COMPREHENSIVE

N=46

Rating Frequency Percent
2.00
2
4.3
3.00
7
15.2
4.00
20
43.5
4.50
5
10.9
5.00
12
26.1

Average of the Rating: 4.08

N=18

Comments Frequency Percent
Had more training than supervisors or workers
8
44.4
Good understanding of some elements, not others
5
27.8
Staff already familiar with ASFA requirements
3
16.7
Understanding at a high level; use ASFA requirements daily
2
11.1

B. Supervisors:

POOR 1 2 3 4 5 COMPREHENSIVE

N=45

Rating Frequency Percent
1.00
1
2.2
1.50
1
2.2
3.00
14
31.1
3.50
2
4.4
4.00
23
51.1
4.50
1
2.2
5.00
3
6.7

Average of the Rating: 3.62

N=13

Comments Frequency Percent
Good understanding of some elements, not others
8
61.5
Staff already familiar with ASFA requirements
3
23.1
Understanding at a high level, use ASFA requirements daily
2
15.4

C. Workers:

POOR 1 2 3 4 5 COMPREHENSIVE

N=43

Rating Frequency Percent
1.00
3
7.0
2.00
5
11.6
3.00
22
51.2
3.50
3
7.0
4.00
10
23.2

Average of the Rating : 3.06

N=25

Comments Frequency Percent
Good understanding of some elements, not others
8
32.0
High staff turnover rate affects understanding
6
24.0
Just started training
4
16.0
Understanding at a high level, use ASFA requirements daily
3
12.0
Staff already familiar with ASFA requirements
2
8.0
New staff gets lots of ASFA information
2
8.0

2. Based on your agency's experience to date, what skills do you think managers, supervisors and workers need to have to implement ASFA?

A. Managers:

N=142

Skills Frequency Percent
Case work 13 9.8
Collaboration 11 8.3
Understanding the requirements of ASFA 11 8.3
Understanding how to implement ASFA requirements 10 7.6
Using data effectively 10 7.6
Basic management 8 6.1
Familiarity with new requirements for practice 8 6.1
Communication 5 3.8
Dealing with challenge of time frames 5 3.8
Meet ASFA requirements while maintaining good practice 5 3.8
Understanding the philosophy of ASFA 5 3.8
Familiarity with available resources 4 3.0
Focus on implication of policies, safety, permanency and well being 4 3.0
Supporting workers 4 3.0
Developing and managing outcomes 3 2.3
Facilitation 3 2.3
Interaction with court 3 2.3
Maintaining good relationship with court 3 2.3
Negotiation 3 2.3
Strategic planning 3 2.3
Modeling best practice 3 2.3
Critical thinking 2 1.5
Decision making 2 1.5
Same skills as before ASFA 2 1.5
Documentation skills 2 1.5
Problem solving 2 1.5
Need to know how ASFA, MEPA, ICWA interact 2 1.5
Change management 2 1.5
Advocacy skills 2 1.5
Ability to train others 2 1.5

B. Supervisors

N=150

Skills Frequency Percent
Case work
13
8.7
Communication
12
8.0
Collaboration
11
7.3
Understanding how to implement ASFA requirements
11
7.3
Using data effectively
10
6.7
Supporting workers
9
6.0
Familiarity with new requirements for practice
8
5.3
Understanding the requirements of ASFA
7
4.7
Decision making
6
4.0
Meeting ASFA requirements while maintaining good practice
6
4.0
Basic management
5
3.3
Critical thinking
5
3.3
Monitor implementation of ASFA by workers
5
3.3
Ability to train others
4
2.7
Skills to deal with time lines
4
2.7
Dealing with challenge of time frames
3
2.0
Developing and managing outcomes
3
2.0
Documentation skills
3
2.0
Maintaining good relationship with court
3
2.0
Modeling best practice
3
2.0
Understanding the philosophy of ASFA
3
2.0
Assessment skills
2
1.3
Facilitation skills
2
1.3
Focus on implication of policies, safety, permanency, well being
2
1.3
Familiarity with available resources
2
1.3
Interaction with court
2
1.3
Negotiation skills
2
1.3
Need to know how ASFA, MEPA, ICWA interact
2
1.3
Maintain successful relationships with stakeholders
2
1.3

C. Workers

N=133

Skills Frequency Percent
Case work
20
15.0
Collaboration
10
7.5
Communication
10
7.5
Understanding how to implement ASFA requirements
11
8.3
Familiarity with new requirements for practice
8
6.0
Meeting ASFA requirements while maintaining good practice
6
4.5
Understanding the requirements of ASFA 6 4.5
Dealing with challenge of time frames 5 3.8
Decision making 5 3.8
Advocacy Skills 4 3.8
Familiarity with available resources 4 3.8
Focus on implication of policies, safety, permanency, well being 4 3.8
Team building skills 4 3.8
Using data effectively 4 3.8
Critical thinking 3 3.0
Facilitation skills 3 3.0
Interaction with court 3 3.0
Time management 3 3.0
Maintaining successful relationship with stakeholders 2 1.5
Change management 2 1.5
Developing and managing outcomes 2 1.5
Documentation skills 2 1.5
Maintaining good relationships with the court 2 1.5
Problem solving 2 1.5
Skills to deal with time lines 2 1.5

3. As part of your ASFA implementation has your agency undertaken any activities in the following areas:

Agency structure? Yes or No.
If yes, please describe.

N=46

Responses Frequency Percent
Yes
21
45.7
No
25
54.3

N=36

Comments Frequency Percent
Restructured department or unit
9
25.0
Added additional staff
7
19.4
Changed procedures or process
5
13.9
Added new department, unit or division
4
11.1
Added new position
3
8.3
Began a new process or procedure
3
8.3
Moving workers from one unit to another
3
8.3
Changed a training process
2
5.6

Internal communication? Yes or No.
If yes, please describe.

N=45

Responses Frequency Percent
Yes
36
80.0
No
9
20.0

N=70

Comments Frequency Percent
Increase in communications
27
38.6
Circulating written material about ASFA
11
15.7
More teamwork, interaction among team members
8
11.4
Training on ASFA
8
11.4
Establishing new working groups
7
10.0
Developing/using websites to disseminate information
3
4.3
Expanding role of existing groups to include ASFA topics
3
4.3
Using of teleconferences to disseminate information
3
4.3

Performance appraisals? Yes or No.
If yes, please describe.

N=46

Responses Frequency Percent
Yes
16
34.8
No
30
65.2

N=17

Comments Frequency Percent
Changed to reflect ASFA mandates
13
76.5
Implementing performance appraisal based on federal review
2
11.8
Set up performance based contracts for providers
2
11.8

Job descriptions? Yes or No.
If yes, please describe.

N=46

Responses Frequency Percent
Yes
10
21.7
No
36
78.3

N=10

Comments Frequency Percent
Some descriptions changed, but not all
3
30.0
Some tasks reassigned or restructured
3
30.0
Filling new position(s)
2
20.0
Now based on job performance plans
2
20.0

Staff recruitment? Yes or No.
If yes, please describe.

N=45

Responses Frequency Percent
Yes
7
15.6
No
38
84.4

N=5

Comments Frequency Percent
Changed way of evaluating job candidates
3
60.0
Added staff
2
40.0

4. How do you handle staff training on ASFA?

A. Please describe the training.

N=87

Comments Frequency Percent
Statewide training sessions on ASFA
29
33.3
Part of regular in-service, pre-service training
17
19.5
Forums and conferences on ASFA topics
10
11.5
ASFA is discussed at regularly scheduled meetings
9
10.3
Managers were trained; then trained others
9
10.3
Interactive video training on ASFA topics
5
5.7
Teleconferences on ASFA topics
3
3.4
Staff attended training given by federal group
3
3.4
Circulate information about ASFA
2
2.3

B. Who does the training?

N=84

Comments Frequency Percent
Agency staff
23
27.3
Outside consultants
15
17.9
Partnership with state university; their staff trains
12
14.3
Training unit staff
11
13.1
Court staff
9
10.7
9 10.7
Central office staff
7
8.3
Regional staff
7
8.3

C. Is the training just on ASFA or is it incorporated into other training that you provide?

N=48

Comments Frequency Percent
Incorporated
35
73.0
It is incorporated into new worker training
8
16.7
Not incorporated
5
10.4

D. Have you done any training with or for the courts? Yes or No.
If yes, please describe.

N=45

Responses Frequency Percent
Yes
38
84.4
No
7
15.6


N=50

Comments Frequency Percent
Joint training sessions attended by agency and court staff
21
42.0
Agency and court staff have worked togetheron local level
14
28.0
Court Improvement Project events attended by agency people
5
10.0
ASFA workgroups composed of agency and court staff
4
8.0
Agency staff have trained court personnel
4
8.0
Agency published a newsletter for court staff
2
4.0

5. How well does your information system support the work of managers, supervisors and workers in implementing ASFA? Please rate the support provided by your system on a scale from 1 to 5 with 1 being 'poor' and 5 being 'outstanding'

POOR 1 2 3 4 5 COMPREHENSIVE

N=47

Responses Frequency Percent
1.00
3
6.4
1.50
1
2.1
2.00
8
17.00
2.50
1
2.1
3.00
15
31.9
3.50
1
2.1
4.00
13
27.7
4.50
1
2.1
5.00
4
8.5

Average of the Rating: 3.14

A. Why did you give your system that rating?

N=46

Comments Frequency Percent
The SACWIS system in use provides good support
14
30.4
Using a system that does not support child welfare work
13
28.3
System does provide adequate support for child welfare work
12
26.1
Using a SACWIS system not able to provide support
7
15.2

B. If a rating of 1 or 2 is given, probe as to the status of the SACWIS system.

N=14

Comments Frequency Percent
SACWIS system in use, but does not support user needs
9
64.3
There is no SACWIS system in place
5
35.7

6. What has worked best for you in terms of supporting staff as they implement the ASFA requirements?

N=113

Comments Frequency Percent
Training
21
18.6
Increased communication
14
12.4
Having resources available to support staff
13
11.5
Collaborative efforts with stakeholders
13
11.5
Seeing ASFA as good casework practice
10
8.9
Management support
10
8.9
Revising policy to reflect ASFA
7
6.2
Monitoring implementation
6
5.4
Additional funding
3
2.5
Additional staff
3
2.5
More effective use of computer system
3
2.5
Supporting legislation
3
2.5
Using data to support ASFA implementation
3
2.5
Change management process
2
1.8
Effective implementation team
2
1.8

7. What do you view as barriers to your agency's support for staff as they implement the requirements of ASFA?

N=106

Comments Frequency Percent
Lack of resources - funding, staff, equipment, etc.
27
25.5
Difficult relationship with courts
13
12.3
Staff turnover
12
11.3
Limitations or lack of computer system (s)
9
8.5
Lack of understanding/knowledge about ASFA
6
5.7
Heavy workload
6
5.7
Lack of support
6
5.7
Difficulty meeting ASFA requirements
6
5.7
Large number of cases
5
4.7
Differences in interpretation
5
4.7
Lack of services
4
3.8
Lack of time
3
2.8
Lack of training
2
1.9
Problems caused by county-based system
2
1.9

8. (For County based systems only.) To what extent does the fact that your state is county-based impact your ASFA implementation?

N=17

Comments Frequency Percent
Responsive to local needs
5
29.4
Lack of uniform practice standards
3
17.6
Communication is difficult
3
17.6
Approach is more fragmented; less efficient
2
11.8
Lack of state control
2
11.8
Lack of resources (funding, staff, equipment) in smaller counties
2
11.8

Note: County Based states: AL, CA, CO, NC, ND, NY, OH, PA, WI, VA, and MN. Data included.
Regionally Administered states: WA and TN. Data not included.
Bifurcated state: NV. Data not included.

9. Is there anything else that you want to tell us regarding the best way to support staff as they implement the requirements of ASFA?

N=57

Comments Frequency Percent
Need adequate or additional resources to implement
9
15.8
Specific skills training
9
15.8
Don't get caught up in the specifics of ASFA; do the best casework possible
8
14.0
Focus on good communication
7
12.3
Have to view changes caused by ASFA as a way of thinking and make implementation a priority
5
8.8
Management support for workers
4
7.0
The process takes a long time 3 5.3
Greater federal support 3 5.3
Trained central office staff available to help 3 5.3
Develop competent supervisors 2 3.5
Existing legislation made ASFA implementation easier 2 3.5
Understanding how court resources affect ASFA implementation 2 3.5

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